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首页CFA考试CFA一级专业问答正文
Whataretheethicsandtrustintheinvestmentprofession?
帮考网校2020-05-18 09:02
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 What are the ethics and trust in the investment profession?

CFA is the most rigorous and valuable qualification certification in the global investment industry. It is known as the first financial examination, which sets norms and standards for the global investment industry in terms of ethics, professional standards and knowledge system.

Topic weighting:

Weighting in Business Ethics (B/E)

Ethic and trust in the investment profession=>新

Code of ethics=> 比例低,历年没有今年也不太会有。

Guidance for standards=> 比例极高。

Global investment performance standards(GIPS)=> 比例低,最多一题。

Ethics And Trust In The Investment Profession

Ethic can be described as a set of shared beliefs about what is good and what is bad or unacceptable behavior.

A professional code of ethic is way to communicate to the public that its members will use their knowledge, skills to serve their clients and potential clients in an honest and ethical manner.

并非所有的违法都是不道德,也并非所有的不道德都是违法。

君子有所不为的决策是更好的决策,更符合stakeholder利益的决策。

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