What are the ethics and trust in the investment profession?
How to identifying the actual investment client and voting proxy policies?
How to understand loyalty, prudence and care in duty to clients?
What they should pay attention to,when employees leaving employer?
What aspect is loyalty embodied?
In what ways does fair dealing manifest itself?
How to understand the guidance for Standards I–VII?
How to understand the meaning of misrepresentation?
In analyzing investment, what should we do to making investment recommendations, and taking investment actions?
What should members and candidates do when communicating with client?
What’s the responsibility of supervisors?
How to determine if an investment decision or investment proposal is suitable for clients?