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首页CFA考试CFA一级专业问答正文
WhatmembersandcandidatesshouldnoticeinCFAexaminations?
帮考网校2020-06-05 15:45
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What members and candidates should notice in CFA examinations?

Members and Candidates must not engage in any conduct that compromises the reputation or integrity of CFA Institute or the CFA designation or the integrity, validity, or security of the CFA examinations.(不能恶心CFA)

遵守CFA考试规定

考试不能作弊

考试内容要保密,即使在考试之后。

吹牛 is not allowed.

可以表达对CFA的观点

Case:

①Case: A CFA charterholder is the fund manager for a non‐profit organization.  During a presentation regarding the restructuring of their investment portfolio’s asset allocation, the Head of the Finance Committee questions the manager. As part of his response, the manager states, “I am a CFA charterholder. I know what I’m talking about, and you should do what I say”.  Has the charterholder violated any of the CFA Institute Standards of Professional Conduct:

A. No.

B. Yes, Responsibilities as a CFA Institute Member.(right )

C. Yes, Communication with Clients and Prospective Client.

②Case:

③Case:

④Case:

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