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2022年《CFA三级》考试共240道单选题。咱们帮考网为大家带来了精选模拟习题10道,附答案解析,供大家考前自测提升!
1、【单选题】
A.5-year only.
B.10-year only.
C.Both the 5-year and 10-year.
正确答案:C
答案解析:This question illustrates why selecting the optimal trade can be difficult, even if the general strategy is obvious. The butterfly
2、【单选题】
A.misconduct.
B.misrepresentation.
C.performance presentation.
正确答案:C
答案解析:C is correct. As Khadri provides the corrected information in her letter to the client, she is least likely
3、【单选题】
A.firm.
B.composite strategy.
C.extent and use of leverage and derivatives.
正确答案:B
答案解析:B is correct. Herrschaft’s description of the composite strategy is uninformative. It would most likely be possible for
4、【单选题】
A.committed no violations.
B.violated his obligations of Loyalty, Prudence, and Care.
C.
正确答案:A
答案解析:All the direct information supports that Smithers was diligent and acted appropriately. He researched PCD, including talking
5、Is Reinfeldt/////////////\'s statement regarding credit derivatives most likely correct?【单选题】
A.No, he is incorrect about transferring credit risk
B.No, he is incorrect about marking to market
C.Yes
正确答案:B
答案解析:Whenever the mark-to-market value is positive to Baltic, the credit derivative counterparty, not Baltic, will post collateral. Baltic will post collateral only if the mark-to-market value is negative to Baltic/positive to the swap counterparty.
6、To implement Client F/////////////\'s request, Allison/////////////\'s most appropriate course of action is to:【单选题】
A.sell U.S. Treasury bond futures contracts and buy S&P 500 Index futures contracts.
B.buy U.S. Treasury bond futures contracts and buy S&P 500 Index futures contracts.
C.buy stocks in the S&P 500 Index and sell U.S. Treasury bond futures contracts.
正确答案:B
答案解析:Buying U.S. Treasury bond futures and S&P 500 Index futures creates synthetic bond position and synthetic stock index fund positions, respectively. Client F is long $10 million in cash, which can be used to fund the purchases.
7、Are Wilson’s closing remarks consistent with recommended practices and procedures designed to prevent violations of the AssetManager Code of Professional Conduct?【单选题】
A.Yes
B.No, with regard to disclosure of the firm’s risk management process
C.No, with regard to the business continuity plan
正确答案:C
答案解析:At a minimum, Section D, Risk Management, Compliance, and Support, of the AssetManager Code recommends that a business continuity plan include plans forcontacting and communicating with clients during a period of extended disruption. Wilson’s continuity plan includes no such strategy. Wilson’s recommendation fordisclosing the firm’s risk management process to both clients and regulators goes beyond the code recommendation, which is to disclose the risk management process only to clients.
8、Which portfolio in Figure 3 should be selected to immunize the multiple liabilities scenario described by Olamide?【单选题】
A.Portfolio P.
B.Portfolio Q.
C.Portfolio R.
正确答案:B
答案解析:Portfolio Q is optimal.
9、Regarding the disclosures contained in the notes to Exhibit 1, the notes most likely required are:【单选题】
A.6, 7 and 9.
B.2, 7 and 8.
C.1, 5 and 6.
正确答案:A
答案解析:The currency used to express performance, whether any fees other than trading expenses are deducted from gross-of-fees returns, whether any fees other than trading expenses and management fees are deducted from net-of-fees returns, the fee schedule, and a measure of internal dispersion are all required disclosures forcompliance with the GIPS standards.
10、Based on the data given in Exhibit 1, the time-weighted return (TWR) is closest to:【单选题】
A.0.63%.
B.0.67%.
C.1.27%.
正确答案:B
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What are the responsibilities of the members in reference to the CFA Institute?:Once accepted as a member:每年交述职报告和年费but must not over promise the competency and future investment results.Case
What members and candidates should notice in CFA examinations?:or security of the CFA examinations.(不能恶心CFA),考试不能作弊:考试内容要保密:A. No.:Responsibilities as a CFA Institute Member.right④Case
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