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Resource Use through the Business Cycle - Capital Spending
Phases Of the Business Cycle
Housing Sector Behavior through the Business Cycle
External Trade Sector Behavior through the Business Cycle
Deficits and the National Debt
What are the responsibilities of the members in reference to the CFA Institute?
What’s the main idea of referral fee?
How to identifying the actual investment client and voting proxy policies?
How to understand the guidance for Standards I–VII?
How to understand the meaning of misrepresentation?
What are the ethics and trust in the investment profession?
What’s the responsibility of supervisors?
What's the meaning of “Additional compensation”?:their employer’s interest (该准则约束的是,如果收取相关好处:会影响雇主利益的情况)unless they obtain written consent from all parties involve.,CFA
What's the meaning of independence and objectivity in professionalism?:or consideration that reasonably could be expected to compromise their own or another’s independence and objectivity.(那些被合理认为将会影响独立客观的威逼利诱都要不为所动),但在他人眼中会影响独立性也不行)可能的话事先披露给雇主告诉雇主是为了引起雇主的同意
What's the meaning of “market manipulation”?:distort prices or artificially inflate trading volume (扭曲价格、虚增交易量):with the intent tomisleadmarket participants. (目的是误导投资者):如果达到一定的交易量可以减少佣金如果这种利益归属于客户且披露了没有违反市场操纵准则)
How to understand the Code of ethics and trust in the investment profession?:I,Professionalism:II:IIIIVVVIVIIResponsibilities as a CFA member or candidate