How to understand “misconduct”?

How to identifying the actual investment client and voting proxy policies?

How to understand loyalty, prudence and care in duty to clients?

What they should pay attention to,when employees leaving employer?

How to understand the guidance for Standards I–VII?

How to understand the meaning of misrepresentation?

In analyzing investment, what should we do to making investment recommendations, and taking investment actions?

How to deal with potential conflict of interest?

How to determine if an investment decision or investment proposal is suitable for clients?

How to distinguish Material from nonpublic information?

How to understand the Code of ethics and trust in the investment profession?