In what ways does fair dealing manifest itself?：by e‐mail or telephone. （无需对客户完全一样），if not disadvantage or negatively affect other clients. Should be disclosed to clients andavailable to everyone should not be selective. （可以对客户进行分级,

What are the ethics and trust in the investment profession？：Global investment performance standards（GIPS）= 比例低，也并非所有的不道德都是违法君子有所不为的决策是更好的决策更符合stakeholder利益的决策

In analyzing investment, what should we do to making investment recommendations, and taking investment actions?：or action. （分析、投资或者提供建议要有合理、充分的基础）,must not rely on that information. （外部数据怀疑就不能用）,issue indicates NO reasonable basis. （不能总是推荐所谓的热门股票），并不代表有这样的观点）但整个研究过程是可靠的

What should members and candidates do when communicating with client?：should notify clients that additional information and analyses are available upon request. （可以提供简易版报告:需要的话可以提供详细版）:Comment,Comment

How to determine if an investment decision or investment proposal is suitable for clients?：作出投资决策或投资建议前，评估整个投资组合是否适合客户。must only make investment recommendations or take investment actions that are consistent with the stated objectives and constraints of the portfolio. （如果投资前对投资目标及限制进行过约定。

What laws,rules, and regulations should be known by members and candidates?：rules，必须遵守直接相关的法律），but this may be advisable in some circumstances and required by law in others. （没有要求一定要将违法行为报告政府）也会被认为是参与违法行为）