 - What they should pay attention to,when employees leaving employer? 
 - How to identifying the actual investment client and voting proxy policies? 
 - How to understand loyalty, prudence and care in duty to clients? 
 - What aspect is loyalty embodied? 
 - In what ways does fair dealing manifest itself? 
 - How to understand the guidance for Standards I–VII? 
 - How to understand the meaning of misrepresentation? 
 - What are the ethics and trust in the investment profession? 
 - In analyzing investment, what should we do to making investment recommendations, and taking investment actions? 
 - What should members and candidates do when communicating with client? 
 - How to deal with potential conflict of interest? 
 - How to determine if an investment decision or investment proposal is suitable for clients? 






