What are the responsibilities of the members in reference to the CFA Institute?：Once accepted as a member:每年交述职报告和年费but must not over promise the competency and future investment results.Case

How to identifying the actual investment client and voting proxy policies?：管理个人资产→资产所有人就是客户”管理信托资产→信托的最终受益人才是客户。要求公司的养老金管理人使用万科的养老金收购本公司股票，以资本增值为目的的买入行为是合理的。养老金管理人认为万科未被低估,

How to understand loyalty, prudence and care in duty to clients?：The client or prospective client permits disclosure of the information.（在法律允许或客户同意的情况下可以披露）,members and candidates must comply with the law.（在某些情况下法律要求。

What they should pay attention to,when employees leaving employer?：

How to understand the guidance for Standards I–VII?：A.Promote financial integrity ad seek to prevent sand punish abuses in the financial markets,

How to understand the meaning of misrepresentation?：advertising,书面报告即使没有发布也不行）”tablesstatisticsMay use other people’s work within the same firm without committing a violation. （同一公司的报告不用引用）

In analyzing investment, what should we do to making investment recommendations, and taking investment actions?：or action. （分析、投资或者提供建议要有合理、充分的基础）,must not rely on that information. （外部数据怀疑就不能用）,issue indicates NO reasonable basis. （不能总是推荐所谓的热门股票），并不代表有这样的观点）但整个研究过程是可靠的

How to deal with potential conflict of interest?：不能直接或间接和研究的结果挂钩，Protect the integrity of opinions – unbiased opinion and adequate system.;

How to determine if an investment decision or investment proposal is suitable for clients?：作出投资决策或投资建议前，评估整个投资组合是否适合客户。must only make investment recommendations or take investment actions that are consistent with the stated objectives and constraints of the portfolio. （如果投资前对投资目标及限制进行过约定。

How to distinguish Material from nonpublic information?：也不能促使他人使用重大非公开信息）“

How to understand “misconduct”?：integrity,or competence. （任何不诚信的行为都是misconduct,or other disputes unrelated to professional ethics. （不能滥用该准则来解决私人问题）:is violation. （如果没有做尽职调查就违反了misconduct准则）,

How to understand the Code of ethics and trust in the investment profession?：I,Professionalism:II:IIIIVVVIVIIResponsibilities as a CFA member or candidate