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2019年CFA考试《CFA一级》每日一练
帮考网校2019-11-20 15:00
2019年CFA考试《CFA一级》每日一练

2019年CFA考试《CFA一级》考试共240题,分为单选题。小编每天为您准备了5道每日一练题目(附答案解析),一步一步陪你备考,每一次练习的成功,都会淋漓尽致的反映在分数上。一起加油前行。


1、Bryan Barrett, CFA has an investment advisory service providing advice on gold and other commodities to several large retail banks. Barrett advertises his services in widely read publications to broaden his business to include retail clients. Because the client base for the institutions that Barrett serves is large, he is comfortable stating in the ads that thousands of his clients have benefited from his advice. Does Barrett's advertisement most likely violate any CFA Institute Standards of Professional Conduct?【单选题】

A.No.

B.Yes, related to Misrepresentation.

C.Yes, related to Communication with Clients.

正确答案:B

答案解析:"Guidance for Standards I-VII CFA Institute"B is correct because Barrett's client base is made up of a small number of large institutions so stating in the advertisement that his client base is a larger number is a misrepresentation and a violation of Standard I(C). In addition, since the advertisement focuses only on the benefits and does not mention the potential risks of these investments it is also potentially misleading to clients.

2、The least accurate statement about measures of dispersion for a distribution is that the:【单选题】

A.range provides no information about the shape of the data distribution.

B.arithmetic average of the deviations around the mean will always be equal to one.

C.mean absolute deviation will always be less than or equal to the standard deviation.

正确答案:B

答案解析:“Statistical Concepts and Market Returns,” Richard A. Defusco, CFA, Dennis W. McLeavey, CFA, Jerald E. Pinto, CFA, and David E. Runkle, CFAThe arithmetic sum of the deviations around the mean will always equal zero, not one.

3、An analyst has assembled the following information with respect to a production facility:Under IFRS, the impairment loss on this production facility (in £ thousands) will be closest to:【单选题】

A.28.

B.27.

C.32.

正确答案:A

答案解析:Under IFRS, the carrying amount (£132 thousand) is compared with the higher of fair value minus costs to sell (£104 thousand = £105 - £1) and present value of expected future cash flows (£100 thousand). The higher of the two amounts, the recoverable amount, is £104 thousand; therefore, the asset is impaired and written down to that amount. The impairment loss is = £132 – £104 = £28 thousand.Section 5.1

4、David Donnigan enrolled to take the Level II CFA examination in the current year, but he did not takethe exam. Donnigan advised his employer that he passed Level II. Subsequently, he registered totake the Level II exam the next year. Which CFA Institute Standards of Professional Conduct didDonnigan least likely violate? The standard related to:【单选题】

A.referencing candidacy in the CFA Program.

B.duty to employer.

C.professional misconduct.

正确答案:A

答案解析:Because he registered to take the exam in the next year, Donnigan still qualifies to state he is acandidate in the CFA Program. He would not, however, be authorized to reference that he is a LevelIII candidate and, if asked, would need to specifiy that he is a Level II candidate.Standard I(D), Standard IV(A)

5、Jane Mattock, CFA, senior vice president and head of the research department ofH&V, Inc., a regional brokerage firm.In preparation for a long business trip,Mattock delegates his authority to Deion Miller, CFA.Which of the following ismost accurate to comply with the Professional Conduct Standards?【单选题】

A.Mattock is required to advise his supervisor and his compliance department,in writing, of the delegation of his supervisory duties.

B.Mattock still has supervisory responsibility and must instruct Miller aboutmethods to prevent and detect violations of applicable laws, rules, regulations,and the CFA Institute Code of Ethics and Standards of ProfessionalConduct.

C.Miller still has supervisory responsibility but need not instruct a charterholderlike Miller about methods to prevent and detect violations of applicablelaws, rules, regulations, and the CFA Institute Code of Ethics and Standardsof Professional Conduct.

正确答案:B

答案解析:将监管责任代理授权给他人,自己仍然担负监管责任,但必须要指导被授权人如何防范和察觉对于法律、法规和CFA协会的伦理道德和专业行为标准而言,所不允许的方法,不管被授权人是否为CFA持证人;而是否要书面报告给主管和公司法务部门,则根据公司规定而定,并没有一定的要求。

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